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Course Overview CRITICAL
TERMS AND CONCEPTS The following is an introduction to some of the critical strategies and theories of narrative we will be exploring this semester. Becoming familiar with these should help you to become a better reader and critic. But as Theodor Adorno wrote, with each act of criticism we must begin again: allow the text to speak to us, attend to our own responses, frame our questions and our arguments out of the urgencies of our encounter. There is no golden key to good criticism, then. But there are enabling terms and techniques. I. STORY-SHAPED WORLD; WORLD SHAPING STORIES Story-shaped World: Contemporary critical theory shares with much fiction the assumption that we live in a "story-shaped world" (Brian Wicker, The Story-shaped World). On the one hand, "We tell ourselves stories in order to live . . . interpret what we see, select the most workable of the multiple choices" (Joan Didion, The White Album). On the other, "reality comes to us in the form of . . . stories" (William Dowling, Jameson, Althusser, Marx): the stories we employ in interpreting it, the stories told to us every day in conversation, in the newspaper, on television, in songs, in sermons, and in innumerable books and textbooks. These "stories" or narratives both describe and prescribe: they map the world in specific ways that implicitly and explicitly valorize some styles of being while denigrating others. When we assent to such stories they begin to shape our perceptions, beliefs, values, and actions. We need to understand the features of narrative, then, not only in order to understand and appreciate literature but also in order to make sense of and have some control over our lives and our communities. --"Our lives
are ceaselessly intertwined with narrative, with the stories that we tell
and hear told, those we dream or imagine or would like to tell, all of
which are reworked in that story of our own lives that we narrate to ourselves
in an episodic, sometimes semi-conscious, but virtually uninterrupted
monologue. We live immersed in narrative, recounting and reassessing the
meaning of our past actions, anticipating the outcome of our future projects,
situating ourselves at the intersection of several stories not yet completed."
--"A self, therefore,
is an 'interpretation,' in effect an invention of storytelling; a way
of extending one's 'present' sense of one's life backward and forward
into temporal areas which are not 'directly observable.'" --"Those who
do not have power over the story that dominates their lives, power to
retell it, rethink it, deconstruct it, joke about it, and change it as
times change, truly are powerless, because they cannot think new thoughts." --Language is the
ultimate virus . . . and its ability to create fictions detached from
reality opens up multifarious possibilities of control and seduction.
Discourse, in the form of 'word lines controlling thought and feeling
and apparent sensory impressions,' lodges itself in the human host and
reproduces its scripts, argumentative routines, and programs in ways that
entangle the human subject in a world it can neither master nor effectively
negotiate. As the host of a language virus, the individual body becomes
a mere 'flesh script' or 'soft machine,' a grid of received discourses." --"You have the
world in front of your eyes, and yet it's funny how your mind prints out
comic strips all day long." To say that the word is "story-shaped" does not mean, of course, that it is shaped only through stories. The fears and hopes, the expectations, beliefs, values, and codes of behavior that are inscribed in narrative can also be inscribed in the form of arguments, manifestos, political or philosophical theories, proverbs, rituals, etc. Where some critics talk of the world as "story-shaped," then, others speak of it as shaped by ideologies (in the broadest sense of the term, systems of belief) or discourses (subsystems of language with their own formal and ideological features). The thrust of all such discussions is to emphasize the discursively inflected nature of what we all too often take for "reality" itself, or "simple truth." Master Narratives: "Master-narratives" (Jameson) or "metanarratives" (Lyotard) are the great stories (of progress, enlightenment, liberation, success) by which whole societies achieve a sense of self and purpose and legitimate their ways of working.
Genre: --"Romance is
for Frye a wish-fulfillment or Utopian fantasy which aims at [and relates]
the transfiguration of the world of everyday life in such a way as to
restore the conditions of some lost Eden, or to anticipate a future realm
from which the old morality and imperfections will have been effaced.
. . . 'The quest-romance is the search of the . . . desiring self for
a fulfillment that will deliver it from the anxieties of reality but will
still contain that reality.'" --"The [realist]
novel has as its historical function the systematic undermining and demystification
[of the narrative paradigms, images of the real, and utopian promises
of romance]." (152)
II. DISCOURSES AND KNOWLEDGE SYSTEMS Used in this context, a "discourse" or a "language" is an ideologically and stylistically marked subset of language: a way of speaking that asserts a way of knowing and of acting. We might speak of the discourse of secular reason, then, or of evangelical discourse, or the discourse of market values. In given cultures and communities, certain discourses are "authoritative," "meaning-legislating," "official," or "hegemonic," while others, victims of a "system of exclusion" (Foucault) are marginalized, "subjugated," or silenced.
-- "By subjugated
knowledges [or languages] one should understand . . . a whole set of knowledges
that have been disqualified as inadequate to their task or insufficiently
elaborated: naive knowledges, located low down on the hierarchy, beneath
the required level of cognition or scientificity. I also believe that
it is through the re-emergence of these low-ranking knowledges , these
unqualified, even directly disqualified knowledges . . . these local popular
knowledges, that criticism performs its work." In reading a text, we will want to identify the main discourses in play, to note as well the way in which various speech communities are represented (as relatively closed or open, univocal or polyvocal, totalitarian or dialogic, stable or in process), and finally to examine the narrative treatment of the discourses deployed (monologic or dialogic) and the ways in which discursive conflicts are resolved.
III. THE SELF IN LANGUAGE --Even "the illiterate
peasant, miles away from any urban center . . . nevertheless lived in
several language systems: he prayed to God in one language . . . sang
songs in another, spoke to his family in a third, and, when he began to
dictate petitions to the local authorities through a scribe, he tried
speaking yet a fourth language (the official-literate language, 'paper'
language). All these are different languages . . . but these languages
were not dialogically coordinated in the linguistic consciousness of the
peasant; he passed from one to the other without thinking, automatically;
each was indisputably in its own place. . . . As soon as a critical interanimation
of languages began to occur in the consciousness of our peasant, as soon
as it became clear that . . . the ideological systems and approaches to
the world that were indissolubly connected with these languages contradicted
each other and in no way could live in peace and quiet with one another--then
. . . the necessity of actively choosing one's orientation among them
began." What Bakhtin calls
"authoritative discourse" plays, he claims, a crucial role in
the shaping of the self. This discourse, the product and property of parents,
teachers, politicians, preachers, and advertising writers, "demands
that we acknowledge it, that we make it our own; it binds us, quite independent
of any power it might have to persuade us internally." It tells us
how we will be expected to think, and feel, and behave. Sometimes this
"authoritative discourse" also functions as an "internally
persuasive discourse": we assent to it fully, accept it as truth.
But "it happens more frequently that an individual's becoming . .
. is characterized precisely by a sharp gap between these two categories:
in one, the authoritative word (religious, political, moral; the word
of a father, of adults, and of teachers, etc.) that does not know internal
persuasiveness, in the other internally persuasive word that is denied
all privilege, backed up by no authority at all, and is frequently not
even acknowledged in society (not by public opinion, nor by scholarly
norms, nor by criticism). . . . The struggle and dialogic interrelationship
of these categories of ideological discourse are what usually determine
the history of an individual ideological consciousness." Bakhtin's model of the discursive order (social and subjective) can of course be questioned in a range of ways. Fredric Jameson has claimed, for instance, that we live in a society of "discursive heterogeneity without a norm." And "some scholars have talked about the development of a 'multiplex consciousness'" in contemporary America: "When Americans are preoccupied with the question of religion, they can be intensely preoccupied; yet the same people, without feeling dissonance, when they are preoccupied with the question of economics, can be intensely preoccupied with it--to the point that they seem to express the same 'ultimate concern' about the sphere, or for that matter, about athletics, or success, or sex, or nationalism" (Martin Marty, "How Religious are Americans?"). Perhaps contemporary society and subjectivity are more stubbornly plural and decentered than Bakhtin's two-term model (authoritative/innerly persuasive) might suggest: "The modern subject
is defined by its insertion into a series of separate value-spheres [or
discourses], each one of which tends to exclude or attempts to assert
its priority over the rest. Subjective experience is itself the conflictive
'totality' described by all of these. At one level, these conflicts seek
resolution in terms of the efforts of different spheres of culture to
constitute themselves as autonomous and independent, and as having a commanding
authority over the whole of social or cultural life. But since the condition
of subjectivity is intimately tied to individuals, who through the organizing
power of social institutions inhabit [and are inhabited by] these cultural
and discursive spheres, the autonomy of the various discourses in the
modern age inevitably shows up as contradictions within the subject-self." From this perspective, the self is always unstable, always in formation, never (or never for very long) single, stable, univocal.
IV. LIFE PATHS AND PROJECTS Leo Bersani's claim that novelistic character "tests the life and death possibilities of different styles of being" might be rephrased in terms of life projects, paths, or strategies. For it is not just styles of being that are tested, but practices of becoming, projects of self-formation over time. Such paths or itineraries, some clearly marked and located within a socially prescribed hierarchy of paths, others all-but-invisible, guide and govern a person's becoming and being, shape her self and her sense of self, determine her situation in society. Novels model different life projects, but they also dramatize 1)the search for a worthy project, 2)the attempt to liberate oneself from an assigned or confining project, 3)the effort to imagine and "open" a new path, and 4)the vicissitudes of following a path. Three questions would seem to govern the novel's preoccupation with life paths, then. The first is ethical, and has to do with the question of how (best) to live, how to define and pursue the good life. The second is practical, and has to do with the possibility of actually following a chosen path. And the third, closely related question is social, and has to do with the question of a society's capacity to make the good life available to its subjects. Is the society promoting socially and personally constructive life paths? Is it making the paths it privileges available to all? Is it leaving sufficient space for a range of divergent paths to flourish?
Many people, however, never embark on such a deliberate project of self-transformation; for them, "such relations of oneself to oneself are largely undeveloped" (43). They may pursue paths of a different sort, seeking status or wealth. Or they may simply refuse to sign up for any particular "life task" (Weber), orienting themselves instead by taken for granted roles, social pressure, impulse, or chance, proceeding from one short-term goal to the next, etc. Still other people,
such as the postmodern "nomads" celebrated by Deleuze and Guattari,
may make a conscious decision for immediacy, improvisation, and multiplicity
over the deliberate, structures, and centered life of those who choose
and follow paths. Foucault speaks, in this regard, of "societies
of promiscuity" (42) that do not encourage long term attachments
and projects. Like traditional nomads, who wander across the pathless
terrain of steppe or desert, postmodern nomads "prefer what is .
. . multiple, difference over uniformity, flows over unities, mobile arrangements
over systems"; they "develop action, thought, and desires by
proliferation, juxtaposition, and disjunction" rather than by limitation,
singularity, and continuity Georges Bataille,
another French thinker, reacts in a similar manner against the traditional
notion of the life project as a disciplined path. There is, Bataille writes,
"an affinity between on the one hand, the absence of worry, generosity,
the need to defy death, tumultuous love, sensitive naivete; on the other
hand, the will to become the prey of the unknown. In both cases, the same
need for unlimited adventure, the same horror for calculation, for project"
Some questions for
analysis:
V. IMAGINATIVE GEOGRAPHIES If novels explore and map different notions of human character, they also explore and the world inhabited by humans, trace its divisions and the conflicts they produce, set characters in motion across conventionally recognized boundaries (national, local, class, gender) or boundaries which the texts themselves construct. It is useful, then, to pay attention to how the world is divided up in a text, how the different zones are described, evaluated, and related to one another in simple oppositions or more complex configurations, how they collide or change, and what happens to individuals as they move from zone to zone. Of course, spaces
or settings, like characters, are rarely homogenous: at one level a novel
may map its world in terms of a single great division between North and
South, city and country, home and abroad. But these zones almost inevitably
will be divisible into more local settings, and these again into even
smaller spaces, each with its own particular significance. Furthermore,
different mappings are often deployed in the same text: different characters
(positioned differently and speaking different discourses) divide and
define the world differently. And what look at first like clearly demarcated
and opposed regions often turn out to resemble and in some senses "produce"
each other. Edward Said on the
European construction of "the Orient": (from Orientalism): -- "Orientalism
is never far from what Denys Hay has called the idea of Europe, a collective
notion identifying 'us' Europeans as against all 'those' non-Europeans
. . . the idea of European identity as a superior one in comparison with
all the non-European peoples and cultures." (7)
VI. ONTOLOGICAL CONFRONTATIONS If novels explore the adequacy of different organizations and understandings of social reality, they also explore the adequacy of different ontologies, or models of the real. Indeed, the history of the novel can be read as an ongoing debate over different models of the real, some secular, some sacred. Thus George Levine writes that "the realistic impulse is most precisely located in the historical context of a secularizing movement directed against the falsehoods of earlier imaginations of reality." (George Levine, The Realistic Imagination, 11). Modernism and postmodernism have in turn directed their energies to an interrogation of realism's representation of the real, or to a questioning of the category of the real itself. And many works of fiction are internally structured around such ontological debates. Ontological Landscapes: "Ontological landscapes [models of the ultimate structure of the universe] may be double, as in the many cultures that distinguish sacred and profane levels of reality. In such cultures, the two levels typically 'fuse' at certain prescribed places and times--temples, festivals, and so on. In other cultures the fusion of the levels may be more or less total, either strongly fused, as in Medieval Catholic culture, or weakly fused, as in late-nineteenth-century European Protestant culture. Or the ontological landscape may occupy only a single plane, for instance in the strictly this-worldly . . . ontology of hard-core positivism. Finally, ontological landscapes may be plural rather than double." (Brian McHale. Postmodernist Fiction, 36-7) The Social Distribution
of Ontologies: According to Thomas Pavel, most societies accommodate a
certain "ontological pluralism": they make room for both scientific
and religious constructions of reality, or for different religious constructions.
But, Pavel writes, "the freedom of choice appears to be subject to
some constraints. . . . If most societies seem to accommodate . . . some
diversity . . . there are, however, means to indicate that only one of
these [ontological] landscapes represents the ontology proper. . . . The
most important ontology may then play the role of an absolute norm. .
. . When conflicts arise, the peripheral ontologies have to yield. In
typical European villages, for instance, popular beliefs in local spirits,
witchcraft, etc., coexisted with the new system; even if they were tolerated
at the periphery, the slightest danger of expansion or conquest was severely
repressed." " Seen from this angle," Pavel continues, "orthodoxy
wasn't as much the defense of a single ontology as the production of a
certain ontological focalization, of a certain ordering of neighboring
ontologies.. But, when one The Work of Literature as the Site of Ontological Confrontation: "A single work, in Pavel's view, may be apportioned among several different ontologies. He cites the example of the confrontation in such Renaissance plays as Marlow's Dr. Faustus between a bi-planar, other-worldly ontology and a single-plane, this-worldly ontology." (McHale, 34) Worlds in the Plural: "And why, after all, may not the world be so complex as to consist of many interpenetrating spheres of reality, which we can thus approach in alternation by using different conceptions and assuming different attitudes?" (William James. The Varieties of Religious Experience, 1902)
VII. NARRATIVE STRUCTURES AND FUNCTIONS Oppositions and their Interrogation: Structuralism and poststructuralism alike privilege the role of oppositions in the structuring of thought and the mapping of all sorts of domains. Structuralism sought to disclose the logic of opposition it found everywhere in human discourse, deconstruction to challenge this logic. Narrative, like other modes of discourse, seems both to depend on binary oppositions and to seek to undermine them. -- "The formal device on which the symbolic code is based is antithesis. If the text presents two items--characters, situations, objects, actions, in a way which suggests opposition, then 'a whole space of substitution and variation is opened to the reader (Barthes, S/Z, 24). The presentation of two heroines, one dark and the other fair, sets in motion an experiment . . . in which the reader correlates this opposition with thematic oppositions that it might manifest: evil/good, forbidden/permitted, active/passive, Latin/Nordic, sexuality/purity. The reader can pass from one opposition to another, trying them out, inverting them, and determining which are pertinent to larger thematic structures which encompass other antitheses presented in the text. . . . Levi-Strauss's study
of codes suggests that symbolic interpretation is a matter of moving from
the antitheses in the text to the more basic oppositions of other social,
psychological, or cosmic modes." -- "Here is Derrida
describing 'une strategie generale de la deconstruction': 'In a traditional
philosophical opposition we do not have a peaceful coexistence of facing
terms but a violent hierarchy. One of the terms dominates the other (axiologically,
logically, etc.), occupies the commanding position.' . . . To deconstruct
a discourse is [to intervene in its field of oppositions] and to show
how it undermines the [oppositions] it asserts." Approaching a text, then, one might ask: 1) What oppositions inform the text? 2) How are these oppositions specified and generalized in the text? 3)What philosophies and discourses sponsor or a sponsored by these oppositions? 4) How are these oppositions complicated in the text (oppositions within oppositions)? 5) How are they dismantled (deconstructed)? 6) And to what end, with what consequences, are they complicated and deconstructed? Progressive Form: Narrative tends to be structured not only around some pattern of dramatic conflict and resolution, but also around some pattern of thematic conflict and resolution, "a logic of question and answer, enigma and solution" (Jonathon Culler, Structuralist Poetics 203). Questions are raised and explored, conflicting visions and ideologies put in conflict, and specific beliefs, ideologies, stories, styles of being are either valorized and privileged or interrogated, disputed, discredited. We need both to determine the shape of an narrative argument and to be ready to question it: interrogate its assumptions; notice the role of primary exclusions in its construction; ask whether the representation of the competing positions is equitable. In some novels, Bakhtin writes, competing discourses (positions) are represented in all their power, but in most, one discourse is privileged, and others are introduced only to be mocked and dismissed. --"Imagine the
work as a rejoinder in a given dialogue." The conflicts that
drive any complex work are likely themselves to be complex and many-sided.
Kenneth Burke suggests that it helps to think of narrative conflict in
terms of equations and oppositions. In getting at the argument of a work,
he writes, we need to ask what goes with what and against what: how characters
are aligned with and against each other, but also how they are equated
with or opposed to specific settings, groups, images, and discourses. --"[Novelistic
plot] is a means of testing the life and death potentialities of certain
styles of being; and the fate of a certain character, as it slowly takes
shape in the course of a novel, reveals the value of his or her style,
its complicity with life or with death." Plots often provide
"the imaginary resolution of a real contradiction" or attempt
"to resolve, in the imaginary, what is socially irreconcilable."
The wishful argument of the traditional novel, in other words, is that
seemingly impossible obstacles to the mutually satisfactory resolution
of social tensions can be overcome. --"The [realist]
novel has as its historical function the systematic undermining and demystification
. . . of [preexisting constructions of reality]." --In The Art of Biblical Narrative Robert Alter shows how "techniques of repetition" (88) or repetition with variation (of key-words, images, descriptions, situations, etc.) have the effect of "intensifying, complementing, qualifying, contrasting, expanding" (97) what is first said and of establishing "a whole network of ramified interconnections in the text" (3). -- "The composition
of the novel is the paradoxical fusion of heterogeneous and discreet components
into an organic whole which is then abolished over and over again." --"Literary works
may be diffuse, incomplete and internally contradictory." --"Textual analysis
does not try to find out what it is that determines the text (gathers
it together . . .), but rather how the text explodes and disperses."
VIII: FIVE PRINCIPLES FOR THE STUDY OF THE NOVEL 1. We live in a "story-shaped
world." Narratives (and especially "master narratives")
shape our fundamental beliefs about self, society, and world in profoundly
significant ways. And "life narratives" shape our sense of self
and purpose. 2. Stories are descriptive,
prescriptive, and dream-like: they attempt to represent what is and to
tell us what ought to be, but they also reflect our deepest wishes and
fears, as dreams do. 3. Every individual
story is only partly individual: it belongs to a family or community of
stories, with which it is formally and/or ideologically affiliated. 4. Novels work with
and on the privileged narratives, ideologies, and world-views of their
cultures, rehearsing, endorsing, testing, contesting, and subverting them,
and suggesting alternatives. 5. All stories are
built around conflict, but not all end in resolution. IX. ON WRITING PAPERS A good class paper gets beyond the obvious, beyond what has been said in class or what might be said by anyone with a basic familiarity with the subject. And it contributes to the work of the class. Sometimes you'll be tracking an issue of your own so powerfully that you'll feel the need to write a paper that departs dramatically from the preoccupations and methods of the course. But in most cases an appropriate paper addresses the issues of the course and/or makes use of the methods introduced. It helps to think of a course as a kind of text, organized around a set of assumptions and questions, developing a set of analyses and arguments, employing and recommending certain methods of study. And it helps to think of a paper as a contribution to this course text, an effort to apply its argument and methods, or to extend or interrogate them. If one finds oneself faced with a paper assignment, then, one can perhaps generate a topic by reviewing the course text and listening for one's own responses: for moments of recognition ("Yes, that would apply nicely to ...), or interrogation ("But how could we say that about . . .), or rebellion (Impossible, that's simply not what . . .). At times, however, we find inspiration in much fainter and less focused responses. We glimpse a pattern in a text, are haunted by a question of motivation or style or development, notice that a passage or phrase of gesture catches our attention, seems to promise some illumination or produce some unnameable pleasure. The challenge here is to stay with the initial response, taking it seriously enough to see what it can tell you about the texts at hand: the course text as well as the literary. Another, more schematic, approach to constructing a paper is by way of localization: taking the given interpretation or mode of interpretation to a specific site in the text. No reading, let alone a reading developed in two or three lectures, can be exhaustive. So one way to get to a topic is by taking a reading developed in class to some local site within the text and examining that site in a way which will extend, enrich, complicate, qualify, or even disqualify the reading. Yet another way to come at a text is by deliberately shifting the focus or level or method of interpretation, while keeping the course questions and analyses in mind. Bakhtin shows us that characters can be understood literally, as more or less psychologically complex individuals, or as "images of a language," spokespersons for particular discourses. Northrop Frye reminds us that any given work is likely to be affiliated with a number of different generic traditions. What happens to the already developed reading, then, when one shifts focus, level or method? Is the effect simply to enrich that reading, or to complicate it, or to produce new meanings altogether? However one approaches
a topic, one has to allow one's argument time to grow and change. This
means, at the very least, hanging around with the question awhile, taking
notes and trying out patterns of development, writing and revising a draft.
If you start early enough, and feed enough raw material into your mind,
it will do some of the work itself. |
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